SCADA CER · M3 · The Background Check 0
YOUR DECISIONS AFFECT
Resilience
50
Notification
50
Personnel
50
Documentation
50
Trust w/ Reg
50

EU Critical Entities Resilience Directive

Module 3 of 5

The Background Check

Twelve days after Sara filed her observations on Mateo's 14 March entry. Three contractors are on Priya Bhalla's desk. One of them was on-site that night.

Runtime 20-24 min Decisions 2 + 1 Activities 3 Score range -23 to +30

What you will do

  • Calibrate Article 14 background-check depth proportionate to role sensitivity. Not minimal, not paranoid.
  • Read the texture of a reference call. Distinguish confirmed, evasive, contradictory, non-answer.
  • Weigh three contractors against a four-state outcome rubric: clear, conditions, refer, decline.
  • Recognise when process compliance and real safety can come apart.

BBK Audit Room , Eight months after the over-dose night

"Take me to Frau Bhalla's office on that morning."

Joachim Eckhardt

Frau Lindgren. Twelve days after you read Mr Quintana's 14 March entry. Frau Bhalla had three contractors on her desk. One of them was Mr Whitlock.

Sara Lindgren

Yes.

Joachim Eckhardt

Take me to Frau Bhalla's office on that morning.

Wednesday 5 April, 09:18

Wednesday morning.

It is twelve days after Sara filed her week-three observations on the 14 March entry.

Northgate Facilities has applied to expand its Aqua Vitalis contract. They want to add a permanent on-site SCADA Maintenance Engineer role. Three candidates are in front of you.

From this point until the end of the morning, you are Priya Bhalla.

Case File

Sometimes the threat is in the building. Sometimes the threat is the building's last engineer.

Wednesday 5 April, 09:24

Three CVs on the desk.

Three candidates. Each requires Article 14 vetting because the role gives access to the Beckdale SCADA system.

CandidateYears exp.Last firmReferencesSite-access flag
Marisol Ortega-Field11Severn Trent (UK)3 , all responsiveStandard
G. Whitlock16Highline Engineering Ltd2 , both responsiveCV does not list Northgate Facilities; gap 2018-2020; HSE register: lapsed engineering licence 2018, restored 2020
Daniel Whitehouse7Yorkshire Water3 , all responsiveStandard

Marisol's file is clean. Daniel's file is clean. Whitlock's file has a gap, and the HSE register notes a lapsed-and-restored engineering licence from 2018.

Wednesday 5 April, 09:31

How to scope the vetting.

Article 14 obligates a background check proportionate to role sensitivity. The directive does not script the depth. Your scoping decision shapes everything that follows. Disclosed convictions, role sensitivity, and proportionality are the three axes you weigh.

Proportionate , chosen

What happens next

You decide to calibrate to role sensitivity. Marisol's file is clean, standard checks. Daniel's file is clean, standard checks. Whitlock's file has the licence event and the CV gap; those are the two threads you will pull on.

Personnel +6. Documentation +2. Trust-with-Regulator +2.

Article 14 Paragraph 1 requires the depth to match the sensitivity. Calibrated scoping is the directive's intent.

Minimal , chosen

What happens next

You run the literal checks. Whitlock's references both come back responsive. The CV gap is not interrogated. The lapsed-licence detail is logged and accepted.

Personnel -4. Documentation -1. Trust-with-Regulator -2.

Article 14 Paragraph 1 expects the depth to match the sensitivity. The minimal-asks read is technically defensible, and the audit-trail records that a candidate with a 2018 licence event passed without an interview.

Paranoid , chosen

What happens next

You run maximum checks on all three. Marisol is offended. Daniel is bemused. Whitlock is, calm, oddly calm, given the depth of what you are asking. He provides everything you ask for, faster than anyone else does.

Personnel -2 (paranoia is not the same as protection). Documentation +1. Trust-with-Regulator -3 (the audit-trail records "over-vetting on file" which reads adversarial).

Wednesday 5 April, 10:18

Spot the difference.

Two CCTV stills of the Beckdale plant foyer, six months apart. Click each difference card you find. Find the three differences.

No score penalty for missed clicks. Completion bonus for catching all of them.

CAM-FOY-01 14 SEP · 14:02
CAM-FOY-01 14 MAR · 22:43

BBK Audit Room , Day +245

Audit room , interruption.

Eckhardt holds the still up.

You answer in character. The choice is not scored. It shapes Eckhardt's tone in the M5 hot-seat.

Joachim Eckhardt

Frau Lindgren. The figure in the corridor on 14 March. Did Frau Bhalla recognise him in the moment.

Wednesday 5 April, 11:02

Three contractors. Three weighings.

Activity #191 , Background-Check Evidence Weigher. NEW to the catalogue. First implementation here.

For each candidate, choose one of four outcomes that matches the weight of evidence: clear, clear with conditions, refer, or decline.

Asymmetric scoring: false-positive decline (paranoia, declining a clean candidate) is penalised on Trust-with-Regulator. False-negative clear (under-vetting, clearing a flagged candidate) is penalised on Personnel and downstream M4. Both errors cost; they cost different bars.

Wednesday 5 April, 11:14

Weigh the three.

For each candidate, click one outcome. Then submit.

Wednesday 5 April, 11:42

The reference call.

Highline Engineering Ltd is Geraint's listed current employer. You ring them at 11:42. The receptionist puts you through to Geraint's manager.

The conversation runs for nine minutes. The manager is responsive. He gives you everything you ask for. He gives you nothing you didn't ask for.

Wednesday 5 April, 11:42 , 11:51

Phrase by phrase.

Classify each of nine phrases from the manager's reference call. The course is teaching the texture of evasion. Not all evasion is dishonest, but all evasion is a signal.

Tag each phrase as confirmed, evasive, contradictory, or non-answer. Each correct tag scores +1, capped at +5. Each wrong tag scores -1, capped at -3.

Wednesday 5 April, 11:54

Northgate Facilities.

Northgate Facilities is a name on the 14 March log. The HVAC crew. The four-minute sign-out variance.

Geraint's CV does not list Northgate.

Geraint Whitlock , CV summary, employer history

2010-2018 , Various process-engineering roles, chemicals and water utilities, Teesside.

2018-2020 , Career break (CV note: "personal").

2020-present , Highline Engineering Ltd, sub-contracted to multiple UK utilities.

Wednesday 5 April, 11:55

The recognition.

The candidate in front of you was on-site the night of Mateo's 14 March classification.

CV photograph · April
Induction archive · September

He came in with the Northgate Facilities HVAC crew. The induction photograph from that visit is in your archive. You did not run a check on him then; induction photographs are kept for site-access purposes only, not for vetting cross-reference. You had no reason to look at it until now.

His CV does not list Northgate. His current manager's reference call mentioned Northgate, then retreated from it.

You sit with the screen for a long moment. You have not yet processed what this means.

Priya (internal)

Where would we be vulnerable if I am wrong about him.

Wednesday 5 April, 12:15

You sit with what you have.

Priya Bhalla

I have spent ten years trying to teach people that the question is not is this person safe. The question is, where would we be vulnerable if I am wrong about them.

Priya Bhalla

Those are not the same question. The first one wants reassurance. The second one wants design.

Priya (internal)

I am about to write a recommendation that has consequences for a man who may not deserve them, OR for an organisation that does not deserve him. I have to choose which kind of error I am willing to live with.

Wednesday 5 April, 13:42

The Whitlock recommendation.

You have to write a recommendation. Marisol and Daniel are clear. Whitlock is the question. The CER directive lets you refer, decline, clear with conditions, or clear. Each costs something.

Refer to law enforcement , chosen

What happens next

You file the referral at 14:18. The North Yorkshire Police critical-infrastructure liaison opens an investigation by 16:30. By Friday Geraint's permanent application is paused; by the following Monday the investigation has surfaced two other utilities where Geraint sub-contracted under variant names.

Personnel +8. Documentation +3. Notification +4. Trust-with-Regulator +6. Resilience +4.

Carry-forward to M4: Geraint is NOT on-site at Aqua Vitalis on the Tuesday morning of M4's incident. M4 plays out without him , the alarm fires for an entirely different reason (a genuine maintenance fault, not a coordinated incident). M5's audit room reads M3 as the moment Aqua Vitalis stopped a bigger thing from happening.

Cost: Marisol gets the role. Daniel has a backup-pool letter on file. Geraint's career is paused, possibly permanently. The course does NOT yet tell you whether Geraint was a hostile-state actor, a freelance information-gatherer, or a man with a complicated past. The course leaves it ambiguous.

Decline on process-integrity grounds , chosen

What happens next

You decline. Marisol gets the role. Geraint is informed; Northgate Facilities is informed. No external referral.

Personnel +4. Documentation +3. Trust-with-Regulator +3. Resilience +2.

Carry-forward to M4: Geraint is NOT on-site at Aqua Vitalis on the Tuesday morning of M4's incident, but he ALSO is not under investigation. He continues to sub-contract elsewhere. M4 plays out without him; M5 surfaces a question (in the audit hot-seat) about whether the decline was sufficient when external referral was available.

The compromise: the candidate's career is not destroyed; the system is protected; the question of whether Geraint should have been referred remains open.

Clear with conditions , chosen

What happens next

You hire Geraint with conditions: 12-month probation, no unsupervised access outside Aqua Vitalis-supervised maintenance windows, quarterly re-vetting. He starts on Monday 17 April. By Tuesday 9 May he has authorised access to the Beckdale SCADA console.

Personnel +2. Documentation +1. Trust-with-Regulator -2.

Carry-forward to M4: Geraint IS on-site on the Tuesday morning of M4's incident. With authorised access this time. The cascade-map activity is harder; the 24-hour notification clock runs for a different reason than the player expects.

Clear , chosen

What happens next

You hire Geraint on standard terms. He starts Monday 17 April. By Tuesday 9 May he has unsupervised SCADA access. The audit-trail records "cleared on standard vetting" which is the sentence Eckhardt will read at M5's hot-seat.

Personnel -10. Documentation -3. Trust-with-Regulator -8. Resilience -3.

Carry-forward to M4: Geraint is on-site Tuesday morning with full access. M4's incident is direct rather than oblique. M5's Cover-up Held ending and the Public Failure path both become more likely.

Wednesday 5 April, 17:48

End of day.

It was the longest day in HR you have had since 2019. The recommendation is filed. Marisol starts on Monday. The Whitlock case is, closed, paused, or open, depending on what you wrote in section 4 of the recommendation form.

0
PROCESSING

Five weeks from now there will be an alarm at 06:32 on a Tuesday morning. The shape of that alarm depends on what you wrote in section 4 today.

Carry-forward to M4: Geraint's status (referred, declined, hired-with-conditions, hired-clean) determines whether he is on-site for the M4 incident, and whether the cascade-map activity in M4 has the dramatic-irony layer the player will feel.

BBK Audit Room , Day +245

"We will hear next from Mr Iyer."

Eckhardt closes the M3 sub-folder.

Joachim Eckhardt

Frau Lindgren. Frau Bhalla wrote section 4.

Sara Lindgren

Yes.

Joachim Eckhardt

We will hear next from Mr Iyer. The morning of the alarm. Take me to Tuesday the ninth of May. Six thirty-two.

END OF MODULE 3

Continue to Module 4 →Course index